
An insider’s guide to the laws dictating life within UK and EU financial services, the people influencing their development and policing finance workers’ compliance
| Publishes | Twice monthly | Episodes | 100 | Founded | 4 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Category | Business | |||

Regulation has never been under greater scrutiny. Around the world, governments are asking regulators to support growth and innovation while continuing to protect consumers, preserve financial stability and prevent the next crisis, and increasingly, ... more
Today's episode is a special one, produced in association with Smarsh, a technology firm that helps financial institutions capture, govern and monitor their communications.
This episode forms part of our Following the Rules: How To series, focused o... more
Today’s episode is a little different to normal. It’s a recording of a panel discussion I was Invited to moderate a recent event convened by the Managed Funds Association or MFA, the global trade body for the alternative asset management industry, an... more
Today’s guest argues that one of the biggest risks facing financial services isn’t market volatility or even regulatory complexity. It’s the growing politicisation of the rulebook around the world.
As geopolitical tensions rise and regulatory regime... more
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Good subject matter but the sound editing is dodgy. It’s as if they’ve used automated software to remove any pauses or gaps and the result is a bit of a slurred stream of consciousness.
Lucy’s interviews always cut through the noise. She brings the kind of sharp, globally-informed perspective that makes you rethink your own assumptions. I appreciate the way she frames rules not as limits, but as lenses through which power, ethics, and accountability come into focus. If you’re in governance, compliance, or risk, this podcast is for you.
Lucy get's key people to unburden themsleves in a most helpful way. Always worth a listen
My go to podcast for regulatory insights and thought leadership on the topical areas of the day.
Full disclosure- I used to work with Lucy in a previous professional incarnation and know her slightly. But I was taken aback by how good this podcast is taking the potentially dry subjects of compliance and regulation and bringing them alive through insightful guests from law, politics, tech and accountancy. Lucy has a very good eye for what makes a good listen. Also the podcast doesn’t waste time on pointless small talk and banal pleasantries, instead getting stuck into ideas and issues. Hugel... more
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Recent interactions between the hosts and their guests.
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A sharp focus on governance, compliance, and risk within financial services, with frequent emphasis on culture, regulatory change, and practical frameworks for staying compliant in rapidly shifting environments. Episodes often feature senior regulators, general counsels, risk and compliance leaders, and technology experts who translate complex rules into actionable guidance for boardrooms and front-line teams. Noteworthy elements include a strong emphasis on culture and accountability, the role of AI and data in risk management, and strategic approaches to governance—often framed as enabling business performance rather than mere cost centers.
The show distinguishes itself by blending high-profile regulatory insights with pragmatic, framewor... more
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5. The Politics Show
Following the Rules launched 4 years ago and published 100 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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Recent guests on Following the Rules include:
1. Lyndon Nelson
2. Gavin Stewart
3. Goutam Nadella
4. John Glen
5. David Bailey
6. Kate Collyer
7. Max Bierbaum
8. Mark Garnier
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