Transition To RIA Podcast
Brad WalesThe Transition To RIA Podcast is named by Kitces as a Top Podcast for Financial Advisors! Brad Wales, founder of Transition To RIA (TransitionToRIA.com) discusses WHY and HOW to transition your financial advisory practice to the Registered Investment Advisor ("RIA") model. This question/answer style podcast pulls directly from the hundreds of RIA related questions Brad has been asked over the year... more
| Publishes | Twice monthly | Episodes | 154 | Founded | 6 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Categories | InvestingBusinessEntrepreneurship | |||
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Choosing a custodian to hold your clients' assets is one of the most significant decisions when transitioning your practice to the RIA model.
Many variables are involved in deciding which of the roughly dozen custodians best fits your practice.
Tho... more
Many people think of the RIA model as an "independent" model.
This is accurate, as many pathways into the model are independent in nature.
However, some RIA models feature advisors affiliated as W2 employees. These come in many different flavors: p... more
For those that follow my content, I often rant about "TAMPs" and "hybrids."
Not that they aren't good solutions, but rather because our industry often uses those terms to refer to offerings that are sometimes not at all similar. (i.e., one "TAMP" pr... more
All affiliation models have pros and cons. They all have red flags to watch out for as well.
The RIA model is no exception.
Case in point: when someone predominantly touts the "100% payout" of the model.
Yes, with your own RIA, you retain 100% of ... more
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- Solid advice for anyone considering the RIA model
I've gone through several of Brad's episodes looking at the Registered Investment Advisor model, and he gives great info and makes a solid case for considering this approach.
Apple Podcasts5Ok Dave
Canadaa year ago - Long winded
This could have been an exiting informative podcast, but this man has mastered the ability to talk for 25 min without adding a single bit of new information, talking about what he has already said, and going to say each episode could be reduced down to less then 5 min. Its a shame really.
Apple Podcasts1Pgp mail
United States4 years ago
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Frequently Asked Questions About Transition To RIA Podcast
What is Transition To RIA Podcast about and what kind of topics does it cover?
This show focuses on transitioning financial advisory practices into the Registered Investment Advisor (RIA) model, exploring the economics, operations, licensing, and regulatory considerations involved. Episodes commonly dissect different RIA pathways (pure RIAs, hybrid models, broker-dealer routes), compare custodians and back-office needs, and provide practical guidance for advisors weighing exits, growth, succession, or platform changes. A notable strength is the clear, experience-based guidance that emphasizes due diligence, real-world tradeoffs, and actionable steps, with frequent emphasis on long-term value, client service implications, and the realities of compliance and technology choices.
Listeners are likely professionals in fin... more
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How many listeners does Transition To RIA Podcast get?
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Which podcasts are similar to Transition To RIA Podcast?
These podcasts share a similar audience with Transition To RIA Podcast:
1. The Perfect RIA
2. The Efficient Advisor: Tactical Business Advice for Financial Planners
3. Kitces and Carl - Real Talk for Real Financial Advisors
4. Talking Wealth
5. Barron's Advisor
How many episodes of Transition To RIA Podcast are there?
Transition To RIA Podcast launched 6 years ago and published 154 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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