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Inside Risk and Compliance

AJ Fox Compliance
Anti-Money Laundering
Risk and Compliance
Compliance
Alternative Business Structures
Outcomes Focused Regulations
Risk Management
Solicitors Regulation Authority
Legal Privilege
Solicitor's Indemnity Fund
Sanctions Compliance
Regulatory Compliance
Legal Services Act
Successor Practice Rules
Professional Regulation
Insurance
Property Development Claims
Economic Impact Of Compliance
Counterfeit Goods
Organized Crime
Financial Crime

Hello and welcome to Inside Risk and Compliance, a podcast by AJ Fox Compliance! We created this podcast so that we can share with you the insights, experiences and stories of some of the most interesting people succeeding Inside Risk and Compliance. Whether you work in this space, want to work in this space, or are just interested in risk and compliance this is the podcast for you. Join our host,... more

PublishesTwice monthlyEpisodes22Founded2 years ago
Number of ListenersCategory
Business

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Artwork for Inside Risk and Compliance

Latest Episodes

In this episode, we talk to Alexandra Iliff, COLP and Group Legal Compliance Officer at Shakespeare Martineau and AMPA Group, about navigating risk and compliance in complex, multidisciplinary legal businesses.

Alexandra shares her career journey fr... more

YouTube

In this episode, we talk to Henry Olsen, Senior Business Acceptance Manager at Mishcon de Reya, about building a people-first career in risk and compliance, and why curiosity, culture, and trust matter more than ever.

Henry shares how a short-term r... more

YouTube

In this episode, we welcome back Amy Bell, Founder and CEO of Teal Compliance and AML Sorted, and chair of the Law Society’s Economic Crime Committee, to talk about the biggest AML reform you’ve probably not heard enough about: Australia’s long-overd... more

YouTube

In this episode, we speak with Mike Chapman, Managing Director responsible for the Global Business Acceptance Team at A&O Shearman, about what it takes to build a long and impactful career in legal risk and compliance.

Mike reflects on his journey f... more

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Recent Guests

Amasis Saba
Head of Business Acceptance at Simmons & Simmons
Simmons & Simmons
Episode: 16. Inside the Law Society’s Money Laundering Task Force, with Amasis Saba
Kate Burt
CEO and founder of Hive Risk
Hive Risk
Episode: 15. AML compliance challenges and digital currency risks, with Kate Burt
James Rickett
Global Lead for Anti-Money Laundering and Sanctions Compliance at the ICA
International Compliance Association
Episode: 14. Do sanctions work? Real-world insights from the ICA's James Rickett
Frank Maher
Partner at Legal Risk LLP, specializing in advising law firms on professional regulation and indemnity insurance.
Legal Risk LLP
Episode: 13. Navigating professional indemnity insurance, regulation, and legal privilege, with Frank Maher
Jonathon Bray
Solicitor turned risk and compliance consultant, running Jonathon Bray Limited.
Jonathon Bray Limited
Episode: 12. The pitfalls of outcomes-focused regulation and SRA guidance, with Jonathon Bray

Chart Rankings

How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.

Apple Podcasts
#37
Ukraine/Business

Talking Points

Recent interactions between the hosts and their guests.

14. Do sanctions work? Real-world insights from the ICA's James Rickett
Q: What are we going to tell these people that they're going to get from investing in their team in these qualifications?
Investing in qualifications improves morale, empowers individuals, enhances competencies for managing risk, and ultimately benefits the organization by strengthening employee engagement and ethical culture.
14. Do sanctions work? Real-world insights from the ICA's James Rickett
Q: Can we maybe now talk about sanctions? What are sanctions and how do they help us in combating these issues?
Sanctions are used as a diplomatic tool to coerce or force changes in regimes not complying with global standards, impacting various sectors and necessitating compliance as part of legal obligations.
13. Navigating professional indemnity insurance, regulation, and legal privilege, with Frank Maher
Q: Can you give some tips for law firms to ensure competitive insurance renewals?
Law firms should seek experienced brokers familiar with the London insurance market rather than relying on generalists who lack specific knowledge of legal practice needs.
13. Navigating professional indemnity insurance, regulation, and legal privilege, with Frank Maher
Q: What is legal privilege and why is it important?
Legal privilege is the right to withhold documents from regulators, which protects the confidentiality of advice given to clients, crucial in matters such as anti-money laundering.
16. Inside the Law Society’s Money Laundering Task Force, with Amasis Saba
Q: How would you sell the Risk and Compliance function to partners?
My role is to make your life easier and protect you from regulatory risks.

Audience Metrics

Listeners, social reach, demographics and more for this podcast.

Listeners per Episode
Gender Skew
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Professions
Age Range
Household Income
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Frequently Asked Questions About Inside Risk and Compliance

What is Inside Risk and Compliance about and what kind of topics does it cover?

Focusing on the worlds of risk and compliance, this series features conversations with professionals who share their journeys, insights, and experiences within the industry. Each episode highlights complex issues, such as anti-money laundering, regulatory requirements, and the evolving landscape of compliance in various sectors, particularly within the legal and financial industries. The unique combination of guest expertise allows listeners to gain a wider understanding of the challenges and innovations in risk management, making it a valuable resource for professionals and enthusiasts alike.

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Which podcasts are similar to Inside Risk and Compliance?

These podcasts share a similar audience with Inside Risk and Compliance:

1. The UKFIU Podcast
2. Unhedged
3. Lawfully Yours

How many episodes of Inside Risk and Compliance are there?

Inside Risk and Compliance launched 2 years ago and published 22 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Inside Risk and Compliance?

Recent guests on Inside Risk and Compliance include:

1. Amasis Saba
2. Kate Burt
3. James Rickett
4. Frank Maher
5. Jonathon Bray

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