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The Compliance 911 Show

Dean Stockford - Len Suzio
Artificial Intelligence
Disparate Impact
Executive Order 14281
Section 1071
Community Reinvestment Act
Fair Lending
CFPB
Flood Insurance
Small Business Loans
Electronic Funds Transfer Act
Fraud
Office Of the Comptroller Of the Currency (OCC)
Phishing
CRA
Provisional Credit
Compliance Management System
Trump
Reg E
Error Resolution
Unauthorized Transactions

Welcome to Compliance 911, a no-nonsense, cut to the point, style show for today’s busy bank and credit union compliance professionals. With this series of bi-weekly shows our goal is to boil down some of today’s hottest regulatory compliance topics in quick and easy to digest 5-10 minute episodes so you can get the information you want and get on with your day. We’ll be discussing topics like CRA... more

PublishesTwice monthlyEpisodes100Founded5 years ago
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Artwork for The Compliance 911 Show

Latest Episodes

In this episode of Compliance 911, Len Suzio and Dean Stockford unpack the FDIC’s 2026 Consumer Compliance Supervisory Highlights, noting that while 98% of FDIC-supervised institutions earned satisfactory or better ratings, weaknesses in compliance m... more

The episode “CRA: The Importance of Assessment Areas” explains why a bank’s CRA assessment area is one of the most important decisions it makes, because it directly affects both performance results and the benchmarks examiners use during CRA reviews.... more

The episode “AI Integration Into Compliance” explains how artificial intelligence is already becoming a practical tool for bank compliance teams as regulatory expectations rise, data volumes grow, and manual compliance processes become harder to sust... more

This podcast explains that banks can strengthen their CRA exam performance by presenting additional lending activity that examiners may not otherwise consider, beyond the usual focus on small business, small farm, and community development loans. Len... more

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Recent Guests

Gen. Geez
Guest host to discuss regulatory topic
Episode: The New Section 1071
Lynn Stockford
Lynn Stockford of M&M Consulting
M&M Consulting
Episode: Flood remains compliance challenge
Lori Sommerfield
Partner in Troutman Pepper Locke, Consumer Financial Practices Group
Troutman Pepper Locke
Episode: Executive Order 14281: The End of Fair Lending Law Enforcement Through Use of the Disparate Impact Legal Theory?

Hosts

Dean Stockford
Host of The Compliance 911 Show
Len Suzio
Co-host of The Compliance 911 Show

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Executive Order 14281: The End of Fair Lending Law Enforcement Through Use of the Disparate Impact Legal Theory?
Q: What does Executive Order 14281 require, and what practical changes might institutions see in enforcement posture?
The order directs agencies to de-emphasize disparate impact, review and potentially revise regulations within 30 days, reassess ongoing matters within 45 days, evaluate consent judgments within 90 days, and let the attorney general explore preemption of state laws; practically, agencies are trimming references to disparate impact in manuals and shifting toward proving actual consumer harm and potential discriminatory behavior under other theories.
Executive Order 14281: The End of Fair Lending Law Enforcement Through Use of the Disparate Impact Legal Theory?
Q: Can you define disparate impact and explain how it differs from disparate treatment?
Disparate impact arises when a facially neutral policy has a disproportionately adverse effect on protected classes, shown through statistical analyses, whereas disparate treatment involves intentional discrimination proven through circumstantial evidence or direct proof that similarly situated individuals are treated differently for a prohibited reason.

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Frequently Asked Questions About The Compliance 911 Show

What is The Compliance 911 Show about and what kind of topics does it cover?

A practical, regulator-focused show that demystifies current banking compliance topics through two seasoned hosts. Episodes regularly center on CRA, HMDA, fair lending, AML, data integrity, and evolving regulatory changes, with concrete guidance, best practices, and real-world examples. Listeners can expect actionable takeaways—such as governance approaches for AI in compliance, data quality checks, asset-based lending considerations, and practical steps to prepare for pending rule revisions—delivered in concise 5- to 10-minute formats that fit into a busy day. A notable strength is the consistent host pairing of experienced practitioners who translate complex rules into concrete playbooks for banks and credit unions, often including cross-... more

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Which podcasts are similar to The Compliance 911 Show?

These podcasts share a similar audience with The Compliance 911 Show:

1. Consumer Finance Monitor
2. The Weekly Show with Jon Stewart
3. Dateline NBC

How many episodes of The Compliance 911 Show are there?

The Compliance 911 Show launched 5 years ago and published 100 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on The Compliance 911 Show?

Recent guests on The Compliance 911 Show include:

1. Gen. Geez
2. Lynn Stockford
3. Lori Sommerfield

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