FINRA Unscripted
FINRAFINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every inv... more
| Publishes | Monthly | Episodes | 165 | Founded | 20 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Categories | BusinessGovernmentInvesting | |||
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Latest Episodes
Data is at the heart of everything we do at FINRA—from examining firms to detecting suspicious trading to protecting investors. But the process of requesting, gathering, and analyzing data involves significant effort across the board.
So, the questi... more
Financial security is about more than just building wealth: It's about resilience, preparation, and having the tools to weather whatever comes your way. And right now, with rising costs, market volatility, and evolving fraud risks, investors need tha... more
The FINRA Investor Education Foundation’s National Financial Capability Study is an expansive source of data and insights about the financial lives of U.S. adults. Conducted every three years, this wide-ranging research effort includes the Investor S... more
The Annual Regulatory Oversight Report is one of FINRA’s most valued resources for member firms—and this year, we're publishing it earlier than ever in response to member feedback. The 2026 Report features insights on cyber-enabled fraud, senior inve... more
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- Thank you for allowing me to speak about my scam experience.
I am not a financial professional and if you are reading this, you may be wondering why I am giving the FINRA Unscripted five stars? Because I was invited to the FINRA Foundation to speak at your conference this past September 2024. I was able to give the professional members of FINRA how big a problem of financial crimes are and I am a survivor. Please listen to Episode 162 and commit yourself to educating yourself and your professional world about the need to stop the scam from happening to Am... more
Apple Podcasts5BGlickster1
United Statesa year ago - FINRA PODCASTS
Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!
Apple Podcasts5Mahendra S. RathoreUnited States4 years ago - Excellent podcast
A few episodes made me aware of certain investor protection programs that I didn’t know FINRA had.
The stories that the guests told were the most entertaining and educational parts for me. It’s always more understandable when a concept is illustrated by a real life case example.
Apple Podcasts5jl504United States6 years ago - Kaitlyn really takes us through the issues of the day
One of the best financial podcasts in the biz
Apple Podcasts5P38747289United States6 years ago - Kaitlyn is Awesome!
Very informative.
Apple Podcasts5Rob Gu'nerUnited States7 years ago
Listeners Say
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Chart Rankings
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Apple Podcasts | #152 | United States/Government |
Apple Podcasts | #105 |  New Zealand/Government |
Apple Podcasts | #111 |  Hong Kong/Government |
Apple Podcasts | #159 |  Philippines/Government |
Talking Points
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Audience Metrics
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Frequently Asked Questions About FINRA Unscripted
What is FINRA Unscripted about and what kind of topics does it cover?
The show centers on regulatory leadership and practical guidance for broker-dealers, highlighting how regulators approach data requests, cybersecurity, investor education, and compliance. Episodes often feature FINRA leaders and guest experts (including FBI veterans and education specialists) discussing real-world processes, risk-based data sharing, forward-looking regulatory initiatives, and resources that help firms protect investors and operate more efficiently. A notable pattern is the emphasis on collaboration between regulators and member firms, with actionable takeaways like reducing reporting burden, implementing forward-looking cyber resilience practices, and expanding investor protection education. The format tends to mix strategi... more
Where can I find podcast stats for FINRA Unscripted?
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How many listeners does FINRA Unscripted get?
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What are the audience demographics for FINRA Unscripted?
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How many subscribers and views does FINRA Unscripted have?
To see how many followers or subscribers FINRA Unscripted has on Spotify and other platforms such as Castbox and Podcast Addict, simply upgrade your account. You'll also find viewership figures for their YouTube channel if they have one.
Which podcasts are similar to FINRA Unscripted?
These podcasts share a similar audience with FINRA Unscripted:
1. Odd Lots
2. Fresh Air
3. White Coat Investor Podcast
4. The Journal.
5. Big Take
How many episodes of FINRA Unscripted are there?
FINRA Unscripted launched 20 years ago and published 165 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
How do I contact FINRA Unscripted?
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Where can I see ratings and reviews for FINRA Unscripted?
Rephonic pulls ratings and reviews for FINRA Unscripted from multiple sources, including Spotify, Apple Podcasts, Castbox, and Podcast Addict.
View all the reviews in one place instead of visiting each platform individually and use this information to decide if a show is worth pitching or not.
How do I access podcast episode transcripts for FINRA Unscripted?
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What guests have appeared on FINRA Unscripted?
Recent guests on FINRA Unscripted include:
1. Sam Draddy
2. J. Koutros
3. Gerri Walsh
4. Bryan Smith
5. Brita Bayatmakou
6. Jason Beachy
7. Rob Masio
8. Jerry Walsh
To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.