FINRA Unscripted
FINRAFINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every inv... more
| Publishes | Monthly | Episodes | 165 | Founded | 20 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Categories | GovernmentBusinessInvesting | |||
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Latest Episodes
If you've ever tried to day trade stocks, you've probably run into the requirement to keep at least $25,000 in your brokerage account just to trade actively. For more than two decades, that threshold, and the Pattern Day Trader rule behind it, govern... more
The threats facing the securities industry are evolving fast—and no single firm or regulator has the full picture alone. That's the idea behind FINRA's Financial Intelligence Fusion Center, or FIFC, launched earlier this year as part of the FINRA For... more
As a self-regulatory organization, FINRA doesn't operate in a vacuum. Our effectiveness depends on understanding what is happening in the industry, hearing directly from our members, and translating that feedback into meaningful action. This engageme... more
On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executive leadership, and the strategi... more
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- Thank you for allowing me to speak about my scam experience.
I am not a financial professional and if you are reading this, you may be wondering why I am giving the FINRA Unscripted five stars? Because I was invited to the FINRA Foundation to speak at your conference this past September 2024. I was able to give the professional members of FINRA how big a problem of financial crimes are and I am a survivor. Please listen to Episode 162 and commit yourself to educating yourself and your professional world about the need to stop the scam from happening to Am... more
Apple Podcasts5BGlickster1
United States2 years ago - FINRA PODCASTS
Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!
Apple Podcasts5Mahendra S. RathoreUnited States4 years ago - Excellent podcast
A few episodes made me aware of certain investor protection programs that I didn’t know FINRA had.
The stories that the guests told were the most entertaining and educational parts for me. It’s always more understandable when a concept is illustrated by a real life case example.
Apple Podcasts5jl504United States6 years ago - Kaitlyn really takes us through the issues of the day
One of the best financial podcasts in the biz
Apple Podcasts5P38747289United States6 years ago - Kaitlyn is Awesome!
Very informative.
Apple Podcasts5Rob Gu'nerUnited States7 years ago
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Apple Podcasts | #220 |  France/Government |
Apple Podcasts | #67 |  Hong Kong/Government |
Apple Podcasts | #141 |  Brazil/Government |
Apple Podcasts | #217 |  Japan/Government |
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Frequently Asked Questions About FINRA Unscripted
What is FINRA Unscripted about and what kind of topics does it cover?
FINRA Unscripted centers on regulatory topics, broker-dealer operations, investor protection, and cybersecurity, featuring FINRA leaders and subject-matter experts. Episodes frequently explore how FINRA Forward, data-driven examinations, and industry collaboration shape ongoing reforms, transparency, and practical tools for firms and investors. Notably, guests bring deep regulatory, cybersecurity, and investor-education expertise, making discussions highly relevant for compliance, risk, and strategy teams. Listeners likely include compliance officers, broker-dealer professionals, regulators, and investor-education advocates seeking practical insights, best practices, and real-world case examples from a major U.S. securities regulator.
Expe... more
Where can I find podcast stats for FINRA Unscripted?
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How many listeners does FINRA Unscripted get?
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What are the audience demographics for FINRA Unscripted?
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How many subscribers and views does FINRA Unscripted have?
To see how many followers or subscribers FINRA Unscripted has on Spotify and other platforms such as Castbox and Podcast Addict, simply upgrade your account. You'll also find viewership figures for their YouTube channel if they have one.
Which podcasts are similar to FINRA Unscripted?
These podcasts share a similar audience with FINRA Unscripted:
1. The Journal.
2. Barron's Advisor
3. The Wall Street Skinny
4. Up First from NPR
5. WSJ Tech News Briefing
How many episodes of FINRA Unscripted are there?
FINRA Unscripted launched 20 years ago and published 165 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
How do I contact FINRA Unscripted?
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Where can I see ratings and reviews for FINRA Unscripted?
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What guests have appeared on FINRA Unscripted?
Recent guests on FINRA Unscripted include:
1. Kerri Provenza
2. Kayte Toczylowski
3. Jim Reese
4. J. Koutros
5. John Martino
6. Chris Stone
7. Sam Draddy
8. Bryan Smith
To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.