FINRA Unscripted
FINRAFINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.
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Latest Episodes
The new Complex Investigations and Intelligence (CII) team and Cyber and Analytics Unit (CAU) are driving a shift in terms of how Member Supervision’s National Cause and Financial Crimes Detection Program comes at its work and leverages intelligence ... more
The COVID-19 pandemic disrupted many facets of American life but did not derail a trend toward increasing financial capability. Still, not all Americans are benefiting equally from improvements in financial wellbeing, according to the new FINRA Found... more
This episode originally aired in November 2021. more
Reviews
- FINRA PODCASTS
Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!
Apple Podcasts5Mahendra S. Rathore
United States5 months ago - Excellent podcast
A few episodes made me aware of certain investor protection programs that I didn’t know FINRA had. more
Apple Podcasts5jl504United States2 years ago - Kaitlyn really takes us through the issues of the day
One of the best financial podcasts in the biz
Apple Podcasts5P38747289United States2 years ago - Kaitlyn is Awesome!
Very informative.
Apple Podcasts5Rob Gu'nerUnited States3 years ago - Informative and well done
These podcasts provide industry-leading information and lots of information for professionals in the broker-dealer industry, including lawyers. They are also very well done and entertaining. You may think a podcast about broker-dealers could be a snooze. But this is not that! Great insight and commentary.
Apple Podcasts5KVL 1United States3 years ago
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Chart Positions
Apple Podcasts | #108 | United States/Government |
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Apple Podcasts | #110 |  Japan/Government |
Apple Podcasts | #190 |  India/Government |
Apple Podcasts | #228 |  Norway/Government |
Frequently Asked Questions About FINRA Unscripted
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How many listeners does FINRA Unscripted get?
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How many episodes of FINRA Unscripted are there?
FINRA Unscripted launched 16 years ago and published 112 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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