FINRA Unscripted
FINRAFINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every inv... more
| Publishes | Monthly | Episodes | 165 | Founded | 19 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Categories | BusinessInvestingGovernment | |||
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This episode originally aired in January 2025.
Many of us view January as a time to make a fresh start, and as a time to bid farewell to bad habits. In thinking about your New Year's resolutions, have you considered whether you're making financially... more
As member firm activity increases in blockchain and crypto assets, FINRA is launching a Crypto and Blockchain Education Program designed to empower member firm compliance and combat crypto fraud by broadening the knowledge base of member firms and as... more
In 2009, the FINRA Investor Education Foundation launched the first national study of financial capability of adults in the United States. Since its start, the National Financial Capability Study has provided data on multiple indicators of capability... more
Resources mentioned in this episode:
Blog Post: Fee Rebate for FINRA Member Firms
Blog Post: FINRA Forward Initiatives to Support Members, Markets and the Investors They Serve
Request for Comment: Outside Activities Rule—2025-05
Rule Proposal: Gi... more
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- Thank you for allowing me to speak about my scam experience.
I am not a financial professional and if you are reading this, you may be wondering why I am giving the FINRA Unscripted five stars? Because I was invited to the FINRA Foundation to speak at your conference this past September 2024. I was able to give the professional members of FINRA how big a problem of financial crimes are and I am a survivor. Please listen to Episode 162 and commit yourself to educating yourself and your professional world about the need to stop the scam from happening to Am... more
Apple Podcasts5BGlickster1
United Statesa year ago - FINRA PODCASTS
Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!
Apple Podcasts5Mahendra S. RathoreUnited States4 years ago - Excellent podcast
A few episodes made me aware of certain investor protection programs that I didn’t know FINRA had.
The stories that the guests told were the most entertaining and educational parts for me. It’s always more understandable when a concept is illustrated by a real life case example.
Apple Podcasts5jl504United States5 years ago - Kaitlyn really takes us through the issues of the day
One of the best financial podcasts in the biz
Apple Podcasts5P38747289United States6 years ago - Kaitlyn is Awesome!
Very informative.
Apple Podcasts5Rob Gu'nerUnited States6 years ago
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Apple Podcasts | #141 | United States/Government |
Apple Podcasts | #58 |  Germany/Government |
Apple Podcasts | #57 |  Hong Kong/Government |
Apple Podcasts | #93 |  Japan/Government |
Apple Podcasts | #186 |  Norway/Government |
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Frequently Asked Questions About FINRA Unscripted
What is FINRA Unscripted about and what kind of topics does it cover?
Content typically focuses on regulatory topics affecting the broker-dealer industry, including emerging trends related to financial markets and investor protection. Episodes often feature discussions on compliance best practices, insights from industry leaders, and educational resources tailored for both professionals and everyday investors. The podcast uniquely emphasizes a proactive approach to addressing challenges in a rapidly evolving financial landscape, making it a valuable resource for listeners interested in the intersection of regulation and investment practices. Notable themes include financial fraud prevention, the role of technology in securities regulation, and discussions surrounding cryptocurrencies, enabling a comprehensive... more
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How many listeners does FINRA Unscripted get?
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Which podcasts are similar to FINRA Unscripted?
These podcasts share a similar audience with FINRA Unscripted:
1. WSJ's Take On the Week
2. WSJ Your Money Briefing
3. Financial Decoder
4. WSJ Minute Briefing
5. Barron's Streetwise
How many episodes of FINRA Unscripted are there?
FINRA Unscripted launched 19 years ago and published 165 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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What guests have appeared on FINRA Unscripted?
Recent guests on FINRA Unscripted include:
1. Gerri Walsh
2. Rob Masio
3. Jerry Walsh
4. Omar Maisel
5. Jason Foy
6. Reema Abdul Hamid
7. Cindy Foster
8. Jamie Udenson
To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.