FINRA Unscripted
FINRAFINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every inv... more
| Publishes | Monthly | Episodes | 165 | Founded | 20 years ago |
|---|---|---|---|---|---|
| Number of Listeners | Categories | InvestingGovernmentBusiness | |||
Listen to this Podcast
Latest Episodes
On this episode, tune in to a conversation from FINRA’s 2026 Annual Conference, where FINRA Board Chair Scott Curtis and FINRA President and CEO Robert Cook discussed the partnership between board governance and executive leadership, and the strategi... more
Examinations are a cornerstone of FINRA's regulatory oversight, but how we conduct them is evolving. As part of FINRA Forward, we're making our approach more risk-informed, more efficient, and more transparent.
On this episode, J. Koutros, Senior Vi... more
Every time you check a stock price on your phone or watch a ticker scroll across a screen, you are seeing the result of a complex reporting system most investors never think about. Behind that number is a vast infrastructure capturing and consolidati... more
Data is at the heart of everything we do at FINRA—from examining firms to detecting suspicious trading to protecting investors. But the process of requesting, gathering, and analyzing data involves significant effort across the board.
So, the questi... more
Key Facts
Similar Podcasts
People also subscribe to these shows.
Recent Guests
Hosts
Reviews
- Thank you for allowing me to speak about my scam experience.
I am not a financial professional and if you are reading this, you may be wondering why I am giving the FINRA Unscripted five stars? Because I was invited to the FINRA Foundation to speak at your conference this past September 2024. I was able to give the professional members of FINRA how big a problem of financial crimes are and I am a survivor. Please listen to Episode 162 and commit yourself to educating yourself and your professional world about the need to stop the scam from happening to Am... more
Apple Podcasts5BGlickster1
United States2 years ago - FINRA PODCASTS
Informative, highly engaging, inspiring educational podcasts ! Thank you the host and FINRA Team for an outstanding programs. Can’t wait to listen to the next episode!
Apple Podcasts5Mahendra S. RathoreUnited States4 years ago - Excellent podcast
A few episodes made me aware of certain investor protection programs that I didn’t know FINRA had.
The stories that the guests told were the most entertaining and educational parts for me. It’s always more understandable when a concept is illustrated by a real life case example.
Apple Podcasts5jl504United States6 years ago - Kaitlyn really takes us through the issues of the day
One of the best financial podcasts in the biz
Apple Podcasts5P38747289United States6 years ago - Kaitlyn is Awesome!
Very informative.
Apple Podcasts5Rob Gu'nerUnited States7 years ago
Listeners Say
Key themes from listener reviews, highlighting what works and what could be improved about the show.
Chart Rankings
How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.
Apple Podcasts | #188 | United States/Government |
Apple Podcasts | #189 |  France/Government |
Apple Podcasts | #103 |  Hong Kong/Government |
Apple Podcasts | #138 |  Taiwan/Government |
Apple Podcasts | #186 |  Norway/Government |
Apple Podcasts | #212 |  Finland/Government |
Talking Points
Recent interactions between the hosts and their guests.
Audience Metrics
Listeners, social reach, demographics and more for this podcast.
| Listeners per Episode | |
|---|---|
| Gender Skew | |
| Location | |
| Interests | |
| Professions | |
| Age Range | |
| Household Income | |
| Social Media Reach |
Frequently Asked Questions About FINRA Unscripted
What is FINRA Unscripted about and what kind of topics does it cover?
Insightful discussions with FINRA leaders and industry professionals focused on broker-dealer regulation, market structure, and investor education. Episodes frequently cover risk-based examinations, data-driven regulatory changes, cybersecurity, and how technology like AI is shaping supervision and transparency. Noteworthy is the ongoing collaboration between regulators and member firms, plus practical takeaways for compliance teams, investors, and firms aiming to stay ahead of evolving rules and market dynamics.
Where can I find podcast stats for FINRA Unscripted?
Rephonic provides a wide range of podcast stats for FINRA Unscripted. We scanned the web and collated all of the information that we could find in our comprehensive podcast database. See how many people listen to FINRA Unscripted and access YouTube viewership numbers, download stats, audience demographics, chart rankings, ratings, reviews and more.
How many listeners does FINRA Unscripted get?
Rephonic provides a full set of podcast information for three million podcasts, including the number of listeners. View further listenership figures for FINRA Unscripted, including podcast download numbers and subscriber numbers, so you can make better decisions about which podcasts to sponsor or be a guest on. You will need to upgrade your account to access this premium data.
What are the audience demographics for FINRA Unscripted?
Rephonic provides comprehensive predictive audience data for FINRA Unscripted, including gender skew, age, country, political leaning, income, professions, education level, and interests. You can access these listener demographics by upgrading your account.
How many subscribers and views does FINRA Unscripted have?
To see how many followers or subscribers FINRA Unscripted has on Spotify and other platforms such as Castbox and Podcast Addict, simply upgrade your account. You'll also find viewership figures for their YouTube channel if they have one.
Which podcasts are similar to FINRA Unscripted?
These podcasts share a similar audience with FINRA Unscripted:
1. The Journal.
2. All-In with Chamath, Jason, Sacks & Friedberg
3. WSJ Your Money Briefing
4. Odd Lots
5. WSJ What’s News
How many episodes of FINRA Unscripted are there?
FINRA Unscripted launched 20 years ago and published 165 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
How do I contact FINRA Unscripted?
Our systems regularly scour the web to find email addresses and social media links for this podcast. We scanned the web and collated all of the contact information that we could find in our podcast database. But in the unlikely event that you can't find what you're looking for, our concierge service lets you request our research team to source better contacts for you.
Where can I see ratings and reviews for FINRA Unscripted?
Rephonic pulls ratings and reviews for FINRA Unscripted from multiple sources, including Spotify, Apple Podcasts, Castbox, and Podcast Addict.
View all the reviews in one place instead of visiting each platform individually and use this information to decide if a show is worth pitching or not.
How do I access podcast episode transcripts for FINRA Unscripted?
Rephonic provides full transcripts for episodes of FINRA Unscripted. Search within each transcript for your keywords, whether they be topics, brands or people, and figure out if it's worth pitching as a guest or sponsor. You can even set-up alerts to get notified when your keywords are mentioned.
What guests have appeared on FINRA Unscripted?
Recent guests on FINRA Unscripted include:
1. Jim Reese
2. John Martino
3. Chris Stone
4. Sam Draddy
5. J. Koutros
6. Gerri Walsh
7. Bryan Smith
8. Brita Bayatmakou
To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.