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Artwork for Compliance Officers Playbook

Compliance Officers Playbook

Compliance Officers Playbook
Sanctions Compliance
Fraud
Cybersecurity
NIS 2 Directive
Data Protection
Compliance
European Banking
Employee Training
Financial Crime
Risk Management
AI In Banking
Anti-Money Laundering
Compliance Programs
Supply Chain Security
Ethics
Organizational Culture
GDPR
Money Laundering
Misconduct Investigations
Human Trafficking

Become a Paid Subscriber: creators.spotify.com/pod/show/cos-playbook/subscribe Compliance Officers Playbook is your trusted companion in the world of compliance. Whether you’re a new to Compliance or a Junior Professional aiming to fast-track your journey to becoming a successful Chief/Compliance Officer, or you are a new or a seasoned Chief/Compliance Officer looking to sharpen your skill... more

PublishesDailyEpisodes305Founded4 months ago
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Artwork for Compliance Officers Playbook

Latest Episodes

The Financial Conduct Authority (FCA) examined ongoing financial advice services to ensure consumers receive the services they pay for. The review analysed data from 22 firms regarding suitability reviews, finding they were mostly delivered. However,... more

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Covering an article from Merkle Science reports on a $1.5 billion hack of the Bybit cryptocurrency exchange, highlighting vulnerabilities in multi-signature cold storage. The attackers manipulated the user interface of transaction verification tools,... more

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The European Union has enacted significant sanctions against Russia in response to human rights abuses, its aggression against Ukraine, and hybrid threats. These measures specifically target individuals and entities responsible for severe human right... more

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This Episode covers the the European AI Office's repository of AI literacy practices, which is intended to help companies comply with EU regulations. It highlights limitations of the repository, such as the vague descriptions and KPIs, the broad size... more

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Recent Guests

Expert Guest
Expert in financial regulations and compliance
Episode: MiCAR: Addressing Crypto Risks in the Fragmented Pre-MiCAR Environment
Robert Mazur
Former undercover agent who infiltrated the Medellin Cartel's money laundering operation
Episode: Robert Mazur Under's Cover Story: The Infiltration, Inside the Medellin Cartel
Axel Voss
Member of European Parliament expressing concerns about AI policies
European Parliament
Episode: Stargate Project: Trump's AI Strategy and Europe's Response

Host

Host
Co-host of Compliance Officers Playbook focused on providing insights into compliance challenges and best practices.

Reviews

4.2 out of 5 stars from 5 ratings
  • AI Generated hosts and info source not confirmed

    I just listened one of the episodes and identified the AI generated voice of the hosts straight away - Nothing wrong with that (it is a great tool to get a complex subject easy to digest), but if using AI hosts, Compliance Deep Dives should disclose this info on “About”. Also, the source of the content should be informed, as well as if the script has been checked by an SME/expert for any ‘AI hallucination’ or misunderstanding before publication. For these reasons, I found the content not reliabl... more

    Apple Podcasts
    1
    Bossbanking
    United Kingdom3 months ago

Listeners Say

Key themes from listener reviews, highlighting what works and what could be improved about the show.

Listeners appreciate the actionable insights and relevancy of content for compliance professionals.
Many value the in-depth analysis of compliance topics and relevant industry news.
Concerns have been raised about the use of AI-generated hosting and content reliability.

Chart Rankings

How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.

Apple Podcasts
#143
United States/Education/How To
Apple Podcasts
#53
France/Education/How To
Apple Podcasts
#157
Germany/Education/How To
Apple Podcasts
#195
Italy/Education/How To
Apple Podcasts
#2
Spain/Education/How To
Apple Podcasts
#14
Norway/Education/How To

Talking Points

Recent interactions between the hosts and their guests.

EDPB Opinion: AI, Data Protection, and Legitimate Interest
Q: What happens if an AI has been trained on data that wasn't handled properly?
Authorities can order the deletion of illegally obtained data and may even require the entire AI model to be destroyed.
EDPB Opinion: AI, Data Protection, and Legitimate Interest
Q: Can developers use 'legitimate interest' as their reason for using personal data to build their AIs?
It's not a simple yes or no; it requires scrutiny and developers must clear three major hurdles to prove their interest is genuine.
Due Diligence 101: Onboarding Third Parties
Q: What if a potential partner pushes back on our due diligence requests? Should that be a red flag?
Some resistance is normal, but if they refuse to cooperate or are evasive, that's a cause for concern.
Due Diligence 101: Onboarding Third Parties
Q: First up, isn't all this due diligence a little overkill for small businesses? Where do you draw the line?
For small businesses with limited resources, it's really crucial to prioritize focusing on your highest-risk relationships.
Managing Conflicts of Interest in Financial Services
Q: What should listeners take away to protect themselves from financial conflicts of interest?
Awareness and asking the right questions are key; clients should challenge their advisors and demand transparency about compensation and conflicts.

Audience Metrics

Listeners, social reach, demographics and more for this podcast.

Listeners per Episode
Gender Skew
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Frequently Asked Questions About Compliance Officers Playbook

What is Compliance Officers Playbook about and what kind of topics does it cover?

Content consistently revolves around the themes of compliance, regulatory challenges, and practical guidance for professionals. Episodes often analyze significant events like financial fraud cases, regulatory changes, and technological advancements shaping the compliance landscape. The discussions emphasize the need for ongoing education and proactive measures in navigating complex compliance requirements, reflecting the necessity for both new entrants and seasoned professionals to stay informed and adaptable in an evolving industry. This analysis not only highlights current events but also provides actionable insights aiming to enhance competency within the compliance field, making it particularly valuable for individuals looking to advanc... more

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Which podcasts are similar to Compliance Officers Playbook?

These podcasts share a similar audience with Compliance Officers Playbook:

1. The Mel Robbins Podcast

How many episodes of Compliance Officers Playbook are there?

Compliance Officers Playbook launched 4 months ago and published 305 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Compliance Officers Playbook?

Recent guests on Compliance Officers Playbook include:

1. Expert Guest
2. Robert Mazur
3. Axel Voss

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