The RIA Compliance Collective
Ivan Barretto and Collin O'BryantWe discuss compliance topics that effect RIA firms from a former regulator's perspective.
Hosted by: Ivan Barretto
| Publishes | Twice monthly | Episodes | 50 | Founded | 7 years ago |
|---|---|---|---|---|---|
| Categories | BusinessInvestingNewsBusiness News | ||||
Listen to this Podcast
Latest Episodes
Wes Stillman Bio:
Wes Stillman is the Chief Executive Officer of RightSize Solutions. After 30+ years of managing technology in high-level positions, Wes began RightSize Solutions in 2002 because RIAs needed a technology partner who really understoo... more
Schwab E&O Update
Show Notes
Topic I: Schwab E&O Update
Topic II: Crypto ETF
Guest Speaker Info:
Chad Ramberg, President Box Professional Insurance, LLC
Phone: 817-865-1519 Email: Chad.Ramberg@boxproinsurance.com
Website: www.boxproi... more
Tales from the Crypto
Introduction
Topic 1 - Why are there so many crypto scams
Topic 2 - What are the main types of crypto scams
Topic 3 - How do some of them get so big?
Topic 4 - Some of the biggest scams and Ponzi schemes in crypto are ... more
FINANCIAL ADVISOR SUCCESS TRAINING (FAST) PROGRAM
Podcast Show Notes
I. Intro
II. How do you define brand?
III. Four Steps to up-leveling your brand
IV. Where do you go from there?
Susan Danzig, Business Development Expert
Website: http... more
Key Facts
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Reviews
- Highly recommend!
If you’re looking to stay up to date with the latest on the ever-changing regulatory landscape - I’d highly recommend tuning in! Engaging conversations, actionable tips, and strategic insights are waiting for you. Keep up the great work, Ivan and Collin!
Apple Podcasts5oliviabaker13
United States4 years ago
Chart Rankings
How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.
Apple Podcasts | #167 |  United Arab Emirates/News/Business News |
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1. Kitces and Carl - Real Talk for Real Financial Advisors
2. Financial Advisor Success
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The RIA Compliance Collective launched 7 years ago and published 50 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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