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FINRA Exam Tips and Career Advice - Achievable Podcast

Achievable
Options Trading
Market Orders
Sell Stop Limit Orders
Intrinsic Value
FINRA Series 7 Exam
FINRA
Options
FINRA Exams
Long Straddle
Total Return
Investment Strategies
Sell Limit Orders
Buy Stop Limit Orders
Short Straddle
Margin Accounts
Minimum Maintenance Margin
Covered Put
Dividends
FINRA SIE
Put Options

Taking a FINRA exam like the SIE Exam or Series 7? Achievable’s expert FINRA author Brandon Rith talks studying strategy, game-day approach, and application advice for that job or university you’re applying to afterwards. Brandon Rith has 16 years of experience as a licensing facilitator and director at Fidelity Investments. He is an 8X Fidelity Excellent In Action Award Winner for Licensing Facil... more

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Latest Episodes

Want to crush it as a life insurance agent? Tony Steuer worked in the life insurance field for 35 years before becoming an author on insurance and financial literacy. In this episode, Tony shares his tips for starting a successful career as a life in... more

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Considering a career as a life insurance agent or getting started at a new role? Tony Steuer worked in the life insurance field for 35 years before becoming an author on insurance and financial literacy. In this episode, Tony covers all the basics of... more

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Brenda Wells is a professor of risk management and insurance at East Carolina University, and the department chair for the Department of Finance and Insurance. In this episode, Brenda shares what it is like to go into property and casualty insurance ... more

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In this podcast, we analyze and answer a practice question on call protection.

Call features are not beneficial for investors, as a call can end a bond earlier than anticipated. Understanding what call protection is and how to successfully shield in... more

YouTube

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Recent Guests

Tony Steuer
Author, podcaster, and financial preparedness advocate with over 30 years in the life insurance field.
Episode: Life insurance basics explained for new agents
Brenda Wells
Professor of Risk Management and Insurance at East Carolina University
East Carolina University
Episode: Property and casualty insurance careers
Ken Finnen
Runs a tutoring company and YouTube channel
Capital Advantage Tutoring
Episode: Why FINRA made the T+1 settlement date change and how it will show up on your exams
Brandon Rith
FINRA course author at Achievable
Achievable
Episode: Understanding market orders (FINRA SIE, Series 7, Series 65, Series 66)

Host

Tyler
Founder of Achievable, Tyler brings expertise in educational technology, specifically in finance-related exam preparations.

Reviews

4.7 out of 5 stars from 41 ratings
  • Makes the Complicated Easy

    Very good information!

    Apple Podcasts
    5
    fallcandle78
    United States2 years ago
  • Best Podcast for security exams!

    Amazing clear, interesting information!

    Please continue these podcasts on a regular basis.

    These podcasts made me sign up for Achievable prep exam packages. So far an amazing experience!

    Keep up the great work!

    Apple Podcasts
    5
    investing 911
    United States3 years ago

Listeners Say

Key themes from listener reviews, highlighting what works and what could be improved about the show.

Listeners appreciate the clarity and practical tips offered, finding the information highly relevant and engaging.
Many express gratitude for the insights that helped them feel more prepared for their FINRA exams.

Chart Rankings

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Talking Points

Recent interactions between the hosts and their guests.

Calculating the intrinsic value of Put options - FINRA SIE, Series 6, 7, 63, 65, 66
Q: What is the gain or loss for the investor who goes long one ABC, Jan 75 put at six when the market price is at 77 and closes the contract at intrinsic value when the market is at 71?
The investor incurs a $200 overall loss based on the premium of six they paid when buying the option compared to the premium of four received when selling it later.
Sell stop orders - tips and tricks for FINRA exam questions (FINRA SIE, Series 7, 65, 66)
Q: What happens to a sell stop order once it triggers?
Once a sell stop order triggers, it becomes a market order and executes at the next available price, regardless of whether that price is above or below the specified trigger price.
Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)
Q: What would be the worst case scenario for a short stock position that's established at 120?
The market price could rise indefinitely, resulting in unlimited risk potential.
Options hedging strategies: short stock with long call option (SIE, Series 4, 7, 9, 65, 66)
Q: What is this strategy?
It's a type of hedging strategy called short stock with a long call.

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Frequently Asked Questions About FINRA Exam Tips and Career Advice

What is FINRA Exam Tips and Career Advice about and what kind of topics does it cover?

Focused on providing essential insights for individuals preparing for FINRA exams like the SIE Exam and Series 7, this series captures the expertise of Brandon Rith, a seasoned licensing facilitator with extensive experience in the financial services industry. Episodes cover a range of topics, including effective study strategies, exam-taking techniques, and practical advice for advancing in associated careers. The content is tailored not only for exam preparation but also includes valuable career guidance, appealing to listeners pursuing a career in finance. The unique blend of exam tips and professional growth guidance makes this a comprehensive resource for aspiring financial professionals.

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2. Wall Street Breakfast
3. The Long View
4. Money Guy Show
5. Money And Wealth With John Hope Bryant

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FINRA Exam Tips and Career Advice launched 7 years ago and published 75 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on FINRA Exam Tips and Career Advice?

Recent guests on FINRA Exam Tips and Career Advice include:

1. Tony Steuer
2. Brenda Wells
3. Ken Finnen
4. Brandon Rith

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