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Series 7 Whisperer

capadvantage
Series 7 Exam
Christmas
Investment Vehicles
Options Trading
Administrator
Collar
Real Estate Investment Trust
Broker Dealers
Securities Industry Essentials Exam
Investment Advisor
Student Life
Education
Investment Advice
Series 63 Exam
Securities Regulation
State Jurisdiction
Etns
Etfs
FINRA
Per Stirpes

The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suit... more

PublishesDailyEpisodes100Founded4 years ago
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BusinessInvestingEducation

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Artwork for Series 7 Whisperer

Latest Episodes

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What is an ADR?

extensive, comparative analysis of two primary types of employee compensation: Incentive Stock Options (ISOs) and Nonqualified Stock Options (NSOs). The document uses a conversational, outline format to detail the crucial differences concerning tax t... more

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Recent Guests

Brandon Rith
A writer and tutor specializing in financial exams, based in Denver, Colorado.
Basic Wisdom
Episode: LIVE Q&A ALL FINRA EXAM Apr 18, 2024 w/special guest!! Brandon Rith

Host

Ken Finnan
Host and educator at Capital Events Tutoring with a strong background in finance, Ken Finnan brings years of real-world experience from his time as a NYSE trader and FINRA principal. His straightforward approach aims to simplify exam preparation for listeners pursuing financial certifications.

Reviews

4.9 out of 5 stars from 214 ratings
  • Thank you Ken

    Your podcast was very helpful. I’m going to miss you 😂

    Apple Podcasts
    5
    faustmet
    United Statesa month ago
  • Not feeling the new format

    Love the show but not the new format. It’s like an audio textbook. Rather you say it your way here. You’re way better than generic AI.

    Apple Podcasts
    3
    Listener20251
    United Statesa month ago
  • New format amazing

    May 7 & 16 2025 episodes are amazing!! If you could do that for the whole exam, I’d just listen to it over and over like a favorite audiobook/album on repeat!! Thank you for always making trying new ways to make the info more fun and interesting!!

    Apple Podcasts
    5
    Daniellebell2555
    United States2 months ago
  • May 7, 2025 episode was excellent!

    I would love to hear from the two podcasters you tried out on your May 7, 2025 episode again! Breaking up the content seen on the SIE exam in 20 minutes was perfect. I learned a lot and listened to it about a dozen times to create my own note cards! Thank you!

    Apple Podcasts
    5
    NicknameKait
    United States5 months ago
  • Learning with a laugh

    Great way to retain info while getting some laughs. This combined with reading my books helped me pass the 7 on the first try! I appreciate the entertainment and help provided!

    Apple Podcasts
    5
    bwgarrison
    United States2 years ago

Listeners Say

Key themes from listener reviews, highlighting what works and what could be improved about the show.

Listeners praise the engaging and no-nonsense style, highlighting its effectiveness in simplifying complex financial concepts.
The content is notably entertaining while being educational, making exam preparation feel less daunting.
Many listeners credit the host for invaluable insights that enhance their study approach and understanding of financial regulations.

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Talking Points

Recent interactions between the hosts and their guests.

Series 7 Exam Prep: A Comprehensive Guide to ETFs and ETNs
Q: How do ETNs differ from ETFs?
ETNs are debt securities with default risk and do not involve direct ownership of the underlying assets like ETFs do.
Series 7 Exam Prep: A Comprehensive Guide to ETFs and ETNs
Q: What are the benefits of investing in ETFs?
ETFs are tax efficient, low in fees, and allow for liquidity and diversified investment.
Series 7 Exam Prep: A Comprehensive Guide to ETFs and ETNs
Q: What is an ETF?
An ETF is a pooled investment that is traded on exchanges and is registered with the SEC.
Live Q&A All FINRA and NASAA Exams Feb 29th 2024 ( REPLAY )
Q: How should I handle accrued interest on bonds?
When buying a bond, you must pay the seller the interest accrued since the last payment to that point.
Live Q&A All FINRA and NASAA Exams Feb 29th 2024 ( REPLAY )
Q: What should I focus on as I prepare for the Series 63?
Focus on understanding ethics and dishonest activities, as they will likely appear on the exam.

Audience Metrics

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Frequently Asked Questions About Series 7 Whisperer

What is Series 7 Whisperer about and what kind of topics does it cover?

Designed to aid listeners in their preparation for the Series 7 exam, this podcast offers a straightforward and engaging approach to understanding complex financial topics. The discussions focus on critical aspects such as regulatory compliance, various investment products, and the practical realities of the financial industry, ensuring that aspiring financial professionals have the insights they need to succeed. Through a mix of humor and candidness, the host dispenses wisdom drawn from decades of experience, making this resource not only educational but also relatable for listeners who seek to navigate the often daunting world of finance.

Topics explored include the nuances of securities regulations, the intricacies of different investmen... more

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Which podcasts are similar to Series 7 Whisperer?

These podcasts share a similar audience with Series 7 Whisperer:

1. FINRA Exam Tips and Career Advice - Achievable Podcast
2. Series 7 Exam Tutor's Podcast
3. Wall Street Breakfast
4. The Perfect RIA
5. Morning Brew Daily

How many episodes of Series 7 Whisperer are there?

Series 7 Whisperer launched 4 years ago and published 100 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Series 7 Whisperer?

Recent guests on Series 7 Whisperer include:

1. Brandon Rith

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