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Artwork for Regulatory Ramblings
Fintech
Environmental, Social, and Governance
Anti-Money Laundering
Artificial Intelligence
Investing
Corporate Governance
Regtech
Corporate Social Responsibility
Climate Change
Stakeholder Theory
Compliance
Money Laundering
EU AI Act
Financial Crime Compliance
Cryptocurrency
Diversity, Equity, Inclusion
Securities Regulation
Regulatory Frameworks
U.S. Secret Service
Virtual Assets

Welcome to Regulatory Ramblings, a podcast from the HKU FinTech team at The University of Hong Kong on the intersection of all things pertaining to finance, technology, law and regulation. Hosted by The Reg/Tech Lab, HKU-Standard Chartered FinTech Academy, Asia Global Institute and the HKU-edX Professional Certificate in FinTech, with support from the HKU Faculty of Law. Join us as we hear from lu... more

PublishesTwice monthlyEpisodes87Founded3 years ago
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TechnologyGovernment

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Artwork for Regulatory Ramblings

Latest Episodes

Episode 78 with Oonagh van den Berg, Prof. Peter Reuter, and Dr. Mirko Nazzari 🎧 

In this episode, returning guest and compliance expert Oonagh van den Berg discusses why current AI regulation approaches fall short, based on her LinkedIn article, “... more

YouTube

Episode 77 with Lotte Schou Zibell, Ian Morrison, and Raoul Montgomery 🎧

In this episode, veteran international expert on financial sector development & digital transformation Lotte Schou-Zibell unpacks why correspondent banking links have thinned ... more

YouTube

Episode 76 with Joshua Chu, Syed Musheer Ahmed and Sean Lee  🎧

The common theme for this episode is FinTech and Web3 writ large – with an eye towards digital assets and virtual currency.

In Spotlight segment, we’ll be speaking with a returning gue... more

YouTube

Episode 75 with David Cameron, Syed Musheer Ahmed and Joshua Chu  🎧

This episode of Regulatory Ramblings takes a deep dive into the current state of Hong Kong’s startup environment - exploring how conducive the city’s legal, commercial, and policy ... more

YouTube

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Recent Guests

Chad Olsen
Head of Forensic Services at KPMG China, with expertise in financial crime, sanctions, and compliance.
KPMG China
Episode: Ep 68 - Why Geopolitical Risk Matters to Compliance and Legal Staff
Mark Nuttal
Executive advisor and strategic deal facilitator, expert in risk management and governance with extensive experience in international relations.
Faustus Consultancy
Episode: Ep 68 - Why Geopolitical Risk Matters to Compliance and Legal Staff
Nigel Morris-Cotterill
Renowned counter-money laundering specialist
Episode: Ep 67 - Selective Enforcement & Global Risk: A Tectonic Shift in AML
Oonagh van den Berg
Founder of Raw Compliance Consultancy and compliance industry veteran
Raw Compliance Consultancy
Episode: Ep 67 - Selective Enforcement & Global Risk: A Tectonic Shift in AML
Andrew Fei
Partner at King & Wood Mallesons with over 15 years of experience in regulatory and digital assets law.
King & Wood Mallesons
Episode: Ep 66 - The U.S. Strategic Reserve and the Emerging Multipolar Crypto World
Henri Arslanian
Co-founder and managing partner of Nine Blocks Capital Management and host of the Future Money Podcast.
Nine Blocks Capital Management
Episode: Ep 66 - The U.S. Strategic Reserve and the Emerging Multipolar Crypto World
Philip Rohlik
American attorney in Shanghai at Debevoise & Plimpton, focusing on international investigation and dispute resolution.
Debevoise & Plimpton
Episode: Ep 65 - Trump’s Anti-Corruption Rollback: Executive Order Sparks Global Concerns
Malcolm Nance
Former Naval Intelligence Officer, author, and commentator on Russian interference.
Episode: Ep 65 - Trump’s Anti-Corruption Rollback: Executive Order Sparks Global Concerns
Tom Fox
Compliance expert, author of the FCPA Compliance and Ethics blog, and consultant.
Compliance Podcast Network
Episode: Ep 65 - Trump’s Anti-Corruption Rollback: Executive Order Sparks Global Concerns

Hosts

Ajay Chandasani
Host and key figure facilitating discussions on regulatory matters, compliance, and financial technology.
Ajay Shamdasani
Co-host leading dialogues on the intersection of finance, law, and technology.
Jay Shamdasani
Co-host exploring crucial topics in regulatory compliance and fintech.

Chart Rankings

How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.

Apple Podcasts
#76
Australia/Government
Apple Podcasts
#78
Hong Kong/Government
Apple Podcasts
#106
Singapore/Government
Apple Podcasts
#108
India/Government
Apple Podcasts
#162
Saudi Arabia/Government

Talking Points

Recent interactions between the hosts and their guests.

Ep 68 - Why Geopolitical Risk Matters to Compliance and Legal Staff
Q: How should compliance officers respond to changing geopolitical landscapes?
They should proactively assess potential risks and develop scenario plans to mitigate disruptions affecting their organizations.
Ep 68 - Why Geopolitical Risk Matters to Compliance and Legal Staff
Q: What can legal and compliance then do to come up to speed?
They need to engage in continuous education, stay informed about global events, and build networks for collaboration and knowledge sharing.
Ep 68 - Why Geopolitical Risk Matters to Compliance and Legal Staff
Q: Why does geostrategic slash political risk analysis matter, in your view, to a modern compliance officer or lawyer?
It is crucial because understanding these risks helps compliance officers anticipate regulatory changes and navigate complex environments, which can directly impact their organizations' operations and reputations.
Ep 67 - Selective Enforcement & Global Risk: A Tectonic Shift in AML
Q: What does this mean in terms of the global fight against money laundering?
There will be selective enforcement by the Americans, especially against countries the Trump administration dislikes.
Investigative Due Diligence and Why It Matters?
Q: What advice would you have for those seeking to enter the field of corporate investigations?
Focus on developing your skills and understanding the bigger picture while avoiding getting stuck in routine tasks.

Audience Metrics

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Listeners per Episode
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Frequently Asked Questions About Regulatory Ramblings

What is Regulatory Ramblings about and what kind of topics does it cover?

Exploring the intricate relationship between finance, technology, law, and regulation, episodes feature discussions on pressing issues such as geopolitical risks, anti-corruption measures, and the evolution of financial technology. The podcast distinguishes itself by inviting experts from various sectors, including compliance, legal advisory, and financial crime, to share in-depth insights and practical knowledge. The emphasis is on creating a relaxed environment for candid conversations that go beyond conventional media narratives, making it a valuable resource for professionals navigating the complexities of regulatory landscapes.

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These podcasts share a similar audience with Regulatory Ramblings:

1. Bloomberg Daybreak: Asia Edition

How many episodes of Regulatory Ramblings are there?

Regulatory Ramblings launched 3 years ago and published 87 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Regulatory Ramblings?

Recent guests on Regulatory Ramblings include:

1. Chad Olsen
2. Mark Nuttal
3. Nigel Morris-Cotterill
4. Oonagh van den Berg
5. Andrew Fei
6. Henri Arslanian
7. Philip Rohlik
8. Malcolm Nance

To view more recent guests and their details, simply upgrade your Rephonic account. You'll also get access to a typical guest profile to help you decide if the show is worth pitching.

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