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Compliance into the Weeds

Tom Fox
Compliance
Hiring Discrimination
Corporate Governance
Artificial Intelligence
BF Borgers
Benjamin F. Borgers
SEC Enforcement
Air Canada
Internal Controls
Trump Organization
Data Analytics
AI Compliance Risks
Whistleblower Bounty Program
Jontay Porter
Public Company Accounting Oversight Board (PCAOB)
Fraud In Auditing
Audit Committee Responsibility
Ethico
Boeing
ACFE 2024 Anti-Fraud Technology Benchmarking Report

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.

PublishesWeeklyEpisodes398Founded6 years ago
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BusinessNewsBusiness NewsManagement

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Artwork for Compliance into the Weeds

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look ... more

Key highlights:

• The SCCE conference was well-attended with over 1300 participants.

• The absence of key representatives from the Trump administration was notable.

• Innovative presentations offered fresh perspectives on compliance topics. more

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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look ... more

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look ... more

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Recent Guests

Mary Inman
Expert in anti-corruption and whistleblowing, recently engaged with key UK officials on compliance issues
Episode: Global Anti-Corruption Leadership
Doran Clark
Elected Democratic state senator from Minnesota, previously Director of Ethics, Training and Communications at Medtronic
Medtronic
Episode: Why Compliance Officers Should Consider Public Office

Host

Tom Fox
Host with extensive experience in compliance and risk management, recognized as the Voice of Compliance.

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Talking Points

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SCCE Compliance and Ethics Institute Report
Q: Matt, were there any examples you heard about or saw where AI has been incorporated directly into the compliance part of a compliance program, as opposed to chat bot for employees, such as a risk assessment, cause analysis, or any of those types of functions?
Kelly mentions discussions on using AI for better analytics of hotline data, and AI-driven translation services to improve access to compliance materials. The conversation also touches on how a compliance program's complexity may increase with AI integration, particularly in policy governance.
Examining the Impact of Reducing Middle Management on Corporate Culture
Q: What is one major concern about removing middle management in organizations?
A major concern involves the loss of institutional knowledge, as new managers may introduce changes without understanding the historical context of established practices, potentially leading to costly mistakes.
Examining the Impact of Reducing Middle Management on Corporate Culture
Q: How can compliance teams respond to the challenges posed by fewer middle managers?
Compliance teams could potentially fill the void left by middle managers by enhancing direct communication with employees and utilizing technology like AI to assist in managing compliance and ethical challenges.
Examining the Impact of Reducing Middle Management on Corporate Culture
Q: What are the implications of reducing mid-level managers for corporate culture?
The reduction of mid-level managers can lead to increased challenges in communication and support for employees, as well as a potential loss of institutional knowledge and ethical oversight. Compliance officers need to adapt strategies for promoting a speak-up culture under these new circumstances.
Fracht - The Bonkers Sanctions Case
Q: Do you think this is closer to a sort of a rare action where we had so many different mistakes, but or this is just part of the course?
This case is unique due to its focus on one specific lucrative transaction rather than multiple transactions over time, showcasing the sidelining of compliance in urgent situations.

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Frequently Asked Questions About Compliance into the Weeds

What is Compliance into the Weeds about and what kind of topics does it cover?

A well-rounded exploration of compliance, risk management, and corporate governance is offered through engaging discussions led by experienced hosts. Each episode features insightful analyses of significant compliance events, regulatory changes, and the evolving landscape of corporate ethics in various sectors. Noteworthy topics range from the implications of AI in compliance training to examining recent high-profile compliance failures in corporate America, emphasizing the importance of strict adherence to regulations and the ethical responsibilities of businesses. With a unique approach that mixes practical insights with real-world examples, the content is particularly valuable for professionals seeking to enhance their understanding of c... more

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Which podcasts are similar to Compliance into the Weeds?

These podcasts share a similar audience with Compliance into the Weeds:

1. FCPA Compliance Report
2. Daily Compliance News
3. Corruption Crime & Compliance
4. 2 Gurus Talk Compliance
5. Great Women in Compliance

How many episodes of Compliance into the Weeds are there?

Compliance into the Weeds launched 6 years ago and published 398 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.

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What guests have appeared on Compliance into the Weeds?

Recent guests on Compliance into the Weeds include:

1. Mary Inman
2. Doran Clark

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