The Compliance Doctor
Compliance DoctorPeople appreciate the high level of information and regulatory insight from the Compliance Doctor, part of Compliance Consultant, because it empowers organisations to navigate the complex landscape of compliance effortlessly. With expert insights, businesses can stay ahead of regulatory changes, reduce risks, and enhance their operational integrity. The tailored guidance helps in understanding int... more
| Publishes | Daily | Episodes | 58 | Founded | a year ago |
|---|---|---|---|---|---|
| Categories | ManagementBusiness | ||||
Listen to this Podcast
Latest Episodes
The appointed representative regime was designed to widen access to regulated markets. But for principal firms, it comes with a burden of responsibility that many have consistently underestimated — and that the FCA has spent the last several years ma... more
Consumer Duty has been in force since July 2023, and the FCA is no longer giving firms the benefit of the doubt. Supervisory visits, thematic reviews, and enforcement activity are all signalling the same message — having a Consumer Duty policy isn't ... more
Is your firm's Fair Value Assessment actually fit for purpose — or is it a compliance exercise dressed up as consumer protection?
Since Consumer Duty came into full force, the FCA has been unequivocal: firms must be able to demonstrate that the pric... more
When it comes to Politically Exposed Persons and high-risk customers, the gap between having an EDD process and having one that actually works is wider than most firms realise — and the FCA knows it.
Enhanced Due Diligence is one of the most scrutin... more
Recent Guests
Chart Rankings
How this podcast ranks in the Apple Podcasts, Spotify and YouTube charts.
Apple Podcasts | #102 |  United Kingdom/Business/Management |
Apple Podcasts | #230 |  South Africa/Business/Management |
Talking Points
Recent interactions between the hosts and their guests.
Audience Metrics
Listeners, social reach, demographics and more for this podcast.
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Frequently Asked Questions About The Compliance Doctor
What is The Compliance Doctor about and what kind of topics does it cover?
A practical, regulator-focused series that equips financial services and compliance teams with concrete controls, playbooks, and templates to navigate the UK regulatory landscape. Episodes consistently center on FCA requirements, risk management, and governance, offering step-by-step playbooks, checklists, and evidence-based approaches designed to reduce audit risk and improve board-ready reporting. Host-driven discussions balance technical detail with real-world applicability, often anchored by tools and templates from Compliance Consultant to help firms move from policy documents to auditable outcomes. A notable strength is the emphasis on continuous improvement and demonstration of outcomes, not just boxes checked, with a clear eye towar... more
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How many listeners does The Compliance Doctor get?
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What are the audience demographics for The Compliance Doctor?
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How many subscribers and views does The Compliance Doctor have?
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Which podcasts are similar to The Compliance Doctor?
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How many episodes of The Compliance Doctor are there?
The Compliance Doctor launched a year ago and published 58 episodes to date. You can find more information about this podcast including rankings, audience demographics and engagement in our podcast database.
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Where can I see ratings and reviews for The Compliance Doctor?
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What guests have appeared on The Compliance Doctor?
Recent guests on The Compliance Doctor include:
1. Lee Werrell
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